Regulatory Reporting Training Services

The EMIR Refit course is designed to familiarise compliance and operations staff working in EMIR reporting with the key changes which are coming as part of the Refit amendments to the existing rules. As such, the course assumes a good working knowledge of the main concepts of EMIR as the focus is on the changes not current practice (completing the EMIR Foundation course would be ideal).

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.

The MiFIR Transaction Reporting Foundation course will provide operations and compliance staff with an introduction to the new MiFIR Transaction reporting regulation and a thorough grounding in the basic reporting obligations.

It’s a half-day, fully interactive entry level course with an examination where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.

The MiFIR Transaction Reporting Advanced course expands on knowledge learnt in the Foundation course and delves into more complicated concepts associated with transaction reporting.

It’s a half-day, advanced-level course that provides a greater insight into the complexities of transaction reporting, and is suitable for compliance and operations professionals who are involved with MiFIR transaction reporting on a day-to-day basis. It’s a fully interactive, exam-based course, where a pass mark will confirm sufficient proficiency. All our courses are delivered by experts in the regulatory field.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.

Our EMIR reporting foundation course provides operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the RTS (Level 3) Requirements. It’s a fully interactive, exam-based course, where a pass mark will confirm sufficient proficiency.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.

The Market Abuse Fundamentals Course provides training on all elements essential in meeting the requirements of the UK market abuse regime, both from a civil and criminal perspective. There are various course dates available. All our courses are created and delivered by experts in the regulatory field.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment. The course has also been accredited by the CPD Certification Service.